Major Group 62: Security And Commodity Brokers, Dealers, Exchanges, And Services

This major group includes establishments engaged in the underwriting, purchase, sale, or brokerage of securities and other financial contracts on their own account or for the account of others; and exchanges, exchange clearinghouses, and other services allied with the exchange of securities and commodities.

• Industry Group 621: Security Brokers, Dealers, And Flotation
  
  • 6211 Security Brokers, Dealers, And Flotation Companies
    Establishments primarily engaged in the purchase, sale, and brokerage of securities; and those, generally known as investment bankers, primarily engaged in originating, underwriting, and distributing issues of securities. Establishments primarily engaged in issuing shares of mutual and money market funds, unit investment trusts, and face amount certificates are classified in Industry Group 672. Establishments primarily engaged in providing investment advice on a contract or fee basis to establishments which deal in financial contracts are classified in Industry 6282.
    
    • Agents for mutual funds
    • Bond dealers and brokers
    • Distributors, security
    • Floor traders, security
    • Investment bankers
    • Investment certificates, sale of
    • Investment firm-general brokerage
    • Mineral leases, dealers in
    • Mineral royalties, dealers in
    • Mortgages, buying and selling (rediscounting)
    • Mutual fund agents
    • Mutual funds, selling by independent salesperson
    • Note brokers
    • Oil and gas lease brokers
    • Oil royalties, dealers in
    • Option dealers, stock
    • Sale of partnership shares in real estate syndicates
    • Security brokers
    • Security dealers
    • Security flotation companies
    • Security traders
    • Security underwriters
    • Stock brokers and dealers
    • Tax certificate dealers

• Industry Group 622: Commodity Contracts Brokers And Dealers
  
  • 6221 Commodity Contracts Brokers And Dealers
    Establishments primarily engaged in buying and selling commodity contracts on either a spot or future basis for their own account or for the account of others. These establishments are members, or are associated with members, of recognized commodity exchanges. Establishments primarily engaged in buying and selling commodities are classified in Wholesale Trade.
    
    • Commodity brokers (contracts)
    • Commodity dealers (contracts)
    • Futures brokers, commodity
    • Futures dealers, commodity
    • Traders, commodity contract

• Industry Group 623: Security And Commodity Exchanges
  
  • 6231 Security And Commodity Exchanges
    Establishments primarily engaged in furnishing space and other facilities to members for the purpose of buying, selling, or otherwise trading in stocks, stock options, bonds, or commodity contracts.
    
    • Commodity contract exchanges
    • Futures exchanges, contract
    • Option exchanges, stock
    • Security exchanges
    • Stock exchanges

• Industry Group 628: Services Allied With The Exchange Of Securities
  
  • 6282 Investment Advice
    Establishments primarily engaged in furnishing investment information and advice to companies and individuals concerning securities and commodities on a contract or fee basis. Establishments that provide advice and also act as brokers or dealers are classified in Industry 6211.
    
    • Futures advisory service
    • Investment advisory service
    • Investment counselors
    • Investment research
    • Manager of mutual funds, contract or fee basis
  • 6289 Services Allied With The Exchange Of Securities Or Commodities, Not
    Establishments primarily engaged in furnishing services to security or commodity holders, brokers, or dealers, not elsewhere classified.
    
    • Bondholders protective committees
    • Custodians of securities
    • Exchange clearinghouses, commodity
    • Exchange clearinghouses, security
    • Financial reporting
    • Quotation service, stock
    • Royalty owners protective associations
    • Security custodians
    • Security holders protective committees
    • Stock transfer agents
    • Transfer agents, securities